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Home > Insider Trading > Filing (0001181431-14-014140)

Filing Details

Accession Number:: 0001181431-14-014140
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-27 16:05:17
Reporting Period:: 2014-03-27

Filing Date:: 2014-03-27
Accepted Time:: 2014-03-27 16:05:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
898171	Uwharrie Capital Corp	NONE	State Commercial Banks (6022)	561814206

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528584	Iii David R Beaver	Po Box 338 132 North First Street Albemarle NC 28002-0338	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock (See Footenote 1)	Disposition	2014-03-27	28	$2.25	28	No	4	P	Direct
Common Stock (See Footnote 1)	Disposition	2014-03-27	500	$2.40	528	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock (See Footnote 2)	525	Direct
Common Stock (Held By Self)	551	Direct
Common Stock (See Footnote 3)	2,351	Direct

Footnotes

Held by Self and Spouse as Tenants in Common
Held by Cede & Co., Depository for Pershing LLC Safekeeper for R. David Beaver, III & Emily N. Beaver Ten Com
Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Roy David Beaver, III