Filing Details

Accession Number:
0001209191-14-023241
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-26 17:44:57
Reporting Period:
2014-03-25
Filing Date:
2014-03-26
Accepted Time:
2014-03-26 17:44:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517022 Akebia Therapeutics Inc. AKBA Pharmaceutical Preparations (2834) 208756903
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388325 A/S Novo Tuborg Havnevej 19
Hellerup G7 2900
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-25 1,333,797 $0.00 1,333,797 No 4 C Direct
Common Stock Acquisiton 2014-03-25 182,590 $17.00 1,516,387 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock SERIES C PREFERRED STOCK Disposition 2014-03-25 714,285 $0.00 1,333,797 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. Series C Preferred Stock (the "Preferred Stock") had no expiration date and was convertible at any time, at the holder's election. Upon the closing of the Issuer's initial public offering, the Preferred Stock converted into shares of the Issuer's Common Stock based on a conversion ratio equal to the Series C Accrued Value (the original issuance price of $14.00 plus accrued but unpaid cash dividends) divided by the Applicable Conversion Price of $14.00, adjusted for the 1.75 stock split, as provided in the Issuer's Eighth Amended and Restated Certificate of Incorporation.