Filing Details

Accession Number:
0001144204-14-017945
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-26 16:44:01
Reporting Period:
2014-03-24
Filing Date:
2014-03-26
Accepted Time:
2014-03-26 16:44:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083220 Xcel Brands Inc. XELB Patent Owners & Lessors (6794) 760307819
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530941 Mark Disanto C/O Triple Crown Corp.,
5351 Jaycee Avenue
Harrisburg PA 17112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-24 100,000 $4.00 529,884 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 271,116 Indirect See Footnote
Common Stock 36,868 Direct
Footnotes
  1. Represents shares held by The Mark X. DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.
  2. Represents shares held by The D'Loren Family Trust, of which Mr. Mark DiSanto is a trustee and as to which Mr. DiSanto has sole voting and dispositive power.