Filing Details

Accession Number:
0001019687-14-000996
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-25 17:01:46
Reporting Period:
2014-03-21
Filing Date:
2014-03-25
Accepted Time:
2014-03-25 17:01:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Applied Nanotech Holdings Inc APNT Communications Equipment, Nec (3669) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235417 F Paul Rocheleau 3006 Longhorn Blvd #107
Austin TX 78578
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-21 200,000 $0.07 201,667 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option-Rt to Buy $0.00 187,500 187,500 Direct
Common Stock Stock Option-Rt to Buy $0.08 2013-10-31 2023-10-31 12,500 200,000 Direct
Common Stock Stock Option-Rt to Buy $0.05 2013-10-31 2023-10-31 12,500 212,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
187,500 187,500 Direct
2023-10-31 12,500 200,000 Direct
2023-10-31 12,500 212,500 Direct
Footnotes
  1. Options issued at various dates, expiring from 2020 through 2023, at prices ranging from $0.09 to $0.40. All fully vested.