Filing Details

Accession Number:
0001104659-14-022255
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-24 16:53:45
Reporting Period:
2014-02-24
Filing Date:
2014-03-24
Accepted Time:
2014-03-24 16:53:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259515 Control4 Corp CTRL Electronic Components & Accessories (3670) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582452 Scott Petty 2795 E. Cottonwood Parkway, Suite 360
Salt Lake City UT 84121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-24 1,089 $20.77 225,730 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-24 305 $20.77 63,237 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-24 6 $20.77 1,250 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-25 14,818 $20.92 210,912 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-25 4,151 $20.92 59,086 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-25 82 $20.92 1,168 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-26 30,761 $22.38 180,151 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-26 8,618 $22.38 50,468 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-26 170 $22.38 998 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-27 31,112 $22.83 149,039 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-27 8,716 $22.83 41,752 No 4 S Indirect See Footnote
Common Stock Disposition 2014-02-27 172 $22.83 826 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. These shares are held by vSpring III, L.P. ("vSpring III"), of which vSpring Management III, L.L.C. ("vSpring Management III") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring III, vSpring SBIC, vSpring III D and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III D, vSpring III D and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring III.
  2. These shares are held by vSpring III D, L.P. ("vSpring III D"), of which vSpring Management III D, L.L.C. ("vSpring Management III D") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III D are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring III D, vSpring SBIC, vSpring III (as defined below) and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III (as defined below), vSpring III and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring III D.
  3. These shares are held by vSpring Partners III, L.P. ("vSpring Partners"), of which vSpring Management III is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring Partners, vSpring III D, vSpring SBIC and vSpring III may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III D, vSpring III D and vSpring III disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring Partners.
  4. The reporting persons and their managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein, and this report shall not be deemed an admission that any of the reporting persons or their managing members are the beneficial owners of such securities for Section 16 or any other purpose.