Filing Details

Accession Number:
0001140361-14-013981
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-03-24 16:49:31
Reporting Period:
2014-02-05
Filing Date:
2014-03-24
Accepted Time:
2014-03-24 16:49:31
Original Submission Date:
2014-02-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574596 New Home Co Inc. NWHM Operative Builders (1531) 270560089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598281 Kevin Carson C/O The New Home Company Inc.
95 Enterprise, Ste. 325
Aliso Viejo CA 92656
President, Northern California No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-05 150 $11.00 5,150 No 4 P Direct
Common Stock Acquisiton 2014-02-05 5,000 $0.00 5,150 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Acquisiton 2014-02-05 12,000 $0.00 12,000 $11.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,000 2024-02-05 No 4 A Direct
Footnotes
  1. Mr. Carson was granted 5,000 restricted stock units. The restricted stock units will vest in three equal installments on the first, second and third anniversaries of the grant date, respectively. The restricted stock units are to be settled for an equal number of shares of common stock upon vesting.
  2. The shares subject to the stock options will vest in three equal installments on the first, second and third anniversaries of the grant date, respectively.