Filing Details

Accession Number:
0001475246-14-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-24 16:02:21
Reporting Period:
2014-03-14
Filing Date:
2014-03-24
Accepted Time:
2014-03-24 16:02:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321741 Gladstone Investment Corporation GAIN () 830423116
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475246 Michael Licalsi 1521 Westbranch Drive
Suite 100
Mclean VA 22102
Internal Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-14 100 $8.20 3,452 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,735 Indirect By Spouse