Filing Details
- Accession Number:
- 0001140361-14-013934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-24 15:22:12
- Reporting Period:
- 2014-03-24
- Filing Date:
- 2014-03-24
- Accepted Time:
- 2014-03-24 15:22:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 867665 | Abraxas Petroleum Corp | AXAS | Crude Petroleum & Natural Gas (1311) | 742584033 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529731 | Jr William George Krog | 18803 Meisner Drive San Antonio TX 78258 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Acquisiton | 2014-02-13 | 2,581 | $3.35 | 11,567 | No | 4 | P | Indirect | 401-K |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | 401-K |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Employee Stock Option | Acquisiton | 2014-03-11 | 21,000 | $3.15 | 21,000 | $3.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,000 | 2015-03-11 | 2024-03-11 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Abraxas Petroleum Common Stock | 29,244 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Abraxas Petroleum Common Stock | Employee Stock Option | $2.39 | 2014-05-14 | 2023-05-14 | 20,000 | 20,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $6.05 | 2010-03-24 | 2016-03-24 | 5,000 | 5,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $4.59 | 2009-09-23 | 2015-09-23 | 25,000 | 25,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.60 | 2011-08-28 | 2017-08-28 | 8,829 | 8,829 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $0.99 | 2010-03-17 | 2019-03-17 | 10,000 | 10,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $1.75 | 2010-10-05 | 2019-10-05 | 26,775 | 26,775 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $2.09 | 2011-03-16 | 2020-03-16 | 12,700 | 12,700 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $4.72 | 2012-03-12 | 2021-03-15 | 10,000 | 10,000 | Direct |
| Abraxas Petroleum Common Stock | Employee Stock Option | $3.74 | 2013-03-08 | 2022-03-08 | 9,500 | 9,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-05-14 | 20,000 | 20,000 | Direct |
| 2016-03-24 | 5,000 | 5,000 | Direct |
| 2015-09-23 | 25,000 | 25,000 | Direct |
| 2017-08-28 | 8,829 | 8,829 | Direct |
| 2019-03-17 | 10,000 | 10,000 | Direct |
| 2019-10-05 | 26,775 | 26,775 | Direct |
| 2020-03-16 | 12,700 | 12,700 | Direct |
| 2021-03-15 | 10,000 | 10,000 | Direct |
| 2022-03-08 | 9,500 | 9,500 | Direct |
Footnotes
- Employer 401-K match for the year ended December 31, 2013.
- Options vest 25% per year beginning one year from grant date.
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