Filing Details
- Accession Number:
- 0001019687-14-000916
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-03-20 16:40:20
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-03-20
- Accepted Time:
- 2014-03-20 16:40:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1425205 | Lion Biotechnologies Inc. | LBIO | Arrangement Of Transportation Of Freight & Cargo (4731) | 753254381 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258366 | Bristol Capital Llc | 1100 Glendon Ave., Suite 850 Los Angeles CA 90024 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-05 | 5,000 | $5.20 | 133,532 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2014-02-13 | 25,000 | $5.64 | 133,532 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2014-02-18 | 72,875 | $6.24 | 133,532 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2014-03-11 | 18,000 | $8.67 | 133,532 | No | 5 | S | Direct | |
| Common Stock | Disposition | 2014-03-19 | 12,658 | $8.17 | 133,532 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | S | Direct | |
| No | 5 | S | Direct |
Billionaire Hedge Funds
