- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2014-03-20 15:38:50
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2014-03-20 15:38:50
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|791908||Xoma Corp||XOMA||Pharmaceutical Preparations (2834)||942756657|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1572521||Thomas Klein||C/o Xoma Corporation |
2910 Seventh Street
Berkeley CA 94710
|Chief Commercial Officer||No||Yes||No||No|
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Shares||Restricted Stock Units||Disposition||2014-03-18||667||$0.00||667||$0.00|
|Common Shares||Restricted Stock Units||Disposition||2014-03-18||80,000||$0.00||80,000||$0.00|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Shares||1,659||Indirect||by 401(k)|
- These restricted stock units were granted on March 23, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock.
- Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.
- These restricted stock units were granted on March 18, 2013 and are scheduled to vest in substantially equal installments on each of March 18, 2014, March 18, 2015, and March 18, 2016.