Filing Details

Accession Number:
0001567619-14-000120
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 21:53:06
Reporting Period:
2014-03-18
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 21:53:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380393 Fortress Investment Group Llc FIG Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380193 Jr L Peter Briger 1345 Avenue Of The Americas
46Th Floor
New York NY 10105
Principal Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2014-03-18 676,154 $8.04 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Fortress Operating Group Units Disposition 2014-03-18 6,423,846 $8.04 6,423,846 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,268,118 No 4 D Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 5 Indirect As UGMA custodian for William Briger
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Shares Fortress Operating Group Units $0.00 3,238,640 3,238,640 Indirect
Class A Shares Fortress Operating Group Units $0.00 3,428,000 3,428,000 Indirect
Class A Shares Fortress Operating Group Units $0.00 2,358,949 2,358,949 Indirect
Class A Shares Fortress Operating Group Units $0.00 6,857,711 6,857,711 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,238,640 3,238,640 Indirect
3,428,000 3,428,000 Indirect
2,358,949 2,358,949 Indirect
6,857,711 6,857,711 Direct
Footnotes
  1. A "Fortress Operating Group Unit" represents one limited partner interest in each of Fortress Operating Entity I LP, FOE II (New) LP, and Principal Holdings I LP. The Reporting Person has the right, exercisable from time to time, to exchange each Fortress Operating Group Unit for one Class A share of the issuer; provided, that one Class B share of the issuer (which has no economic interest in the issuer) is concurrently delivered to the issuer for cancellation. The Reporting Person owns Class B shares in the same amount as the Reporting Person's Fortress Operating Group Units. Such shares represent no economic interest in the issuer and are not separately reported herein. The Fortress Operating Group Units have no expiration date.
  2. The securities are held by Wainscott Holdings, LLC, formerly known as Brigfam AssetPro LLC.
  3. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.