Filing Details

Accession Number:
0001567619-14-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 21:49:11
Reporting Period:
2013-01-31
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 21:49:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380393 Fortress Investment Group Llc FIG Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513953 John Konawalik 1345 Avenue Of The Americas
New York NY 10105
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2014-03-18 25,000 $8.04 55,166 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Restricted Share Units Acquisiton 2013-01-31 49,510 $0.00 49,510 $0.00
Class A Shares Restricted Share Units Acquisiton 2014-01-31 40,184 $0.00 40,184 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
176,043 No 4 A Direct
160,315 No 4 A Direct
Footnotes
  1. See Issuer proxy statement for information about vesting dates.
  2. The rights attaching to Restricted Share Units generally terminate upon termination of employment. See Issuer proxy statement.
  3. As reported on November 5, 2013, the reporting person also disposed of securities accounting for the difference in the numbers reported here.