Filing Details

Accession Number:
0001567619-14-000115
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 21:48:36
Reporting Period:
2013-01-31
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 21:48:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380393 Fortress Investment Group Llc FIG Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382028 Daniel Bass 1345 Avenue Of The Americas
46Th Floor
New York NY 10105
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2014-03-18 65,000 $8.04 34,960 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Restricted Share Units Acquisiton 2013-01-31 64,363 $0.00 64,363 $0.00
Class A Shares Restricted Share Units Acquisiton 2014-01-31 91,848 $0.00 91,848 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
324,671 No 4 A Direct
248,310 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 300,000 Indirect By 2013 Grantor Annuity Trust
Footnotes
  1. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  2. See Issuer proxy statement for information about vesting dates.
  3. The rights attaching to Restricted Share Units generally terminate upon termination of employment. See Issuer proxy statement.
  4. As reported on March 22, 2013 and August 15, 2013, the reporting person also disposed of securities accounting for the difference in the numbers reported here.