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Filing Details

Accession Number:
0001140361-14-013583
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 19:51:33
Reporting Period:
2014-03-17
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 19:51:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368622 Aerovironment Inc AVAV Aircraft (3721) 952705790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487243 Tom Herring C/o Aerovironment, Inc.
181 W. Huntington Drive, Suite 202
Monrovia CA 91016
Senior Vp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-17 35,000 $23.06 59,492 No 4 M Direct
Common Stock Acquisiton 2014-03-17 14,000 $29.79 73,492 No 4 M Direct
Common Stock Acquisiton 2014-03-17 6,000 $28.72 79,492 No 4 M Direct
Common Stock Disposition 2014-03-17 31,044 $36.89 48,448 No 4 S Direct
Common Stock Disposition 2014-03-17 3,956 $37.61 44,492 No 4 S Direct
Common Stock Disposition 2014-03-17 12,482 $36.90 32,010 No 4 S Direct
Common Stock Disposition 2014-03-17 1,518 $37.60 30,492 No 4 S Direct
Common Stock Disposition 2014-03-17 6,000 $36.78 24,492 No 4 S Direct
Common Stock Disposition 2014-03-18 889 $36.99 23,603 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Purchase) Disposition 2014-03-17 35,000 $0.00 35,000 $23.06
Common Stock Stock Options (Right to Purchase) Disposition 2014-03-17 14,000 $0.00 14,000 $29.79
Common Stock Stock Options (Right to Purchase) Disposition 2014-03-17 6,000 $0.00 6,000 $28.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2020-03-11 No 4 M Direct
21,000 2021-05-11 No 4 M Direct
24,000 2022-03-01 No 4 M Direct
Footnotes
  1. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.43 - $37.43. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $37.50 - $37.74. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.49 - $37.43. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  4. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $37.50 - $37.74. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  5. The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.72 - $36.91. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  6. The options vest in five equal annual installments beginning one year from March 11, 2010.
  7. The options vest in five equal annual installments beginning one year from May 11, 2011.
  8. The options vest in five equal annual installments beginning one year from March 1, 2012.