Filing Details
- Accession Number:
- 0000950142-14-000683
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-19 19:28:10
- Reporting Period:
- 2014-03-17
- Filing Date:
- 2014-03-19
- Accepted Time:
- 2014-03-19 19:28:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 109177 | Harbinger Group Inc. | HRG | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 741339132 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413198 | A. Thomas Williams | C/O Harbinger Group Inc. 450 Park Avenue, 30Th Floor New York NY 10022 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-17 | 33,831 | $4.81 | 508,808 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-17 | 33,831 | $12.98 | 474,977 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-18 | 1,169 | $4.81 | 476,146 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-18 | 1,169 | $13.00 | 474,977 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2014-03-17 | 33,831 | $0.00 | 33,831 | $4.81 |
| Common Stock | Employee Stock Option | Disposition | 2014-03-18 | 1,169 | $0.00 | 1,169 | $4.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,169 | 2014-03-05 | 2022-05-14 | No | 4 | M | Direct |
| 0 | 2014-03-05 | 2022-05-14 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan.
- The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases was $12.79 to $13.15 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Harbinger Group Inc. or a security holder of Harbinger Group Inc. full information regarding the number of Shares purchased at each separate price.
- The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases was $12.92 to $13.13 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Harbinger Group Inc. or a security holder of Harbinger Group Inc. full information regarding the number of Shares purchased at each separate price.
Billionaire Hedge Funds
