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Filing Details

Accession Number:
0000950142-14-000683
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 19:28:10
Reporting Period:
2014-03-17
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 19:28:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
109177 Harbinger Group Inc. HRG Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 741339132
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413198 A. Thomas Williams C/o Harbinger Group Inc.
450 Park Avenue, 30Th Floor
New York NY 10022
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-17 33,831 $4.81 508,808 No 4 M Direct
Common Stock Disposition 2014-03-17 33,831 $12.98 474,977 No 4 S Direct
Common Stock Acquisiton 2014-03-18 1,169 $4.81 476,146 No 4 M Direct
Common Stock Disposition 2014-03-18 1,169 $13.00 474,977 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2014-03-17 33,831 $0.00 33,831 $4.81
Common Stock Employee Stock Option Disposition 2014-03-18 1,169 $0.00 1,169 $4.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,169 2014-03-05 2022-05-14 No 4 M Direct
0 2014-03-05 2022-05-14 No 4 M Direct
Footnotes
  1. The transactions reported in this report were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases was $12.79 to $13.15 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Harbinger Group Inc. or a security holder of Harbinger Group Inc. full information regarding the number of Shares purchased at each separate price.
  3. The price shown in this Column is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases was $12.92 to $13.13 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Harbinger Group Inc. or a security holder of Harbinger Group Inc. full information regarding the number of Shares purchased at each separate price.