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Home > Insider Trading > Filing (0001209191-14-021958)

Filing Details

Accession Number:
0001209191-14-021958
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 18:31:57
Reporting Period:
2014-03-13
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 18:31:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418862 Kior Inc KIOR Industrial Organic Chemicals (2860) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523809 Fred Cannon 13001 Bay Park Road
Pasadena TX 77057		 President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-03-13 229,936 $0.00 677,859 No 4 M Direct
Class A Common Stock Disposition 2014-03-17 70,862 $1.10 606,997 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2014-03-13 229,936 $0.00 229,936 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
459,871 No 4 M Direct
Footnotes
  1. Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock.
  2. These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
  3. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.035 to $1.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  4. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
  5. The reporting person previously reported the award of 689,807 restricted stock units on its Form 4 filed on March 15, 2013. One-third of the restricted stock units reported in the March 15, 2013 Form 4 vested on March 13, 2014. The remaining two-thirds will vest on March 13, 2015 and March 13, 2016 in equal installments.