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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-03-19 17:07:47
Reporting Period:
Filing Date:
Accepted Time:
2014-03-19 17:07:47
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM Personal Credit Institutions (6141) 570847115
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525519 F Thomas Fortin C/o Regional Management Corp.
509 West Butler Road
Greenville SC 29607
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-17 16,380 $5.46 16,380 No 4 M Direct
Common Stock Disposition 2014-03-17 14,742 $24.77 1,638 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-17 16,380 $0.00 16,380 $5.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
180,183 2017-03-21 No 4 M Direct
  1. The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2013, which is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
  2. This option vested and became exercisable on February 26, 2008 (20%), March 21, 2009 (20%), March 21, 2010 (20%), March 21, 2011 (20%), and March 21, 2012 (20%). This option expires on March 21, 2017.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.15, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.