Filing Details

Accession Number:
0001209191-14-021806
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 15:02:17
Reporting Period:
2014-03-17
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 15:02:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1201663 Audience Inc ADNC Semiconductors & Related Devices (3674) 912061537
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548398 B Peter Santos C/O Audience, Inc.
331 Fairchild Dr.
Mountain View CA 94043
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-17 6,666 $0.60 13,165 No 4 M Direct
Common Stock Disposition 2014-03-17 6,666 $11.92 6,499 No 4 S Direct
Common Stock Acquisiton 2014-03-17 2,334 $0.60 8,833 No 4 M Direct
Common Stock Disposition 2014-03-17 2,334 $11.92 6,499 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to Buy) Disposition 2014-03-17 6,666 $0.00 6,666 $0.60
Common Stock Employee Stock Option (right to Buy) Disposition 2014-03-17 2,334 $0.00 2,334 $0.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-04 2014-12-15 No 4 M Direct
33,412 2006-10-18 2015-10-17 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2013.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.49 to $13.17, inclusive. The reporting person undertakes to provide Audience, Inc., any security holder of Audience, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.