Filing Details

Accession Number:
0001209191-14-021668
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-18 21:42:14
Reporting Period:
2014-03-14
Filing Date:
2014-03-18
Accepted Time:
2014-03-18 21:42:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411488 Blackhawk Network Holdings Inc HAWK Finance Services (6199) 432099257
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593932 C Christopher Crum 6220 Stoneridge Mall Rd
Pleasanton CA 94588
Svp, Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-03-14 3,000 $0.00 3,000 No 4 C Direct
Class A Common Stock Disposition 2014-03-14 3,000 $26.49 0 No 4 S Direct
Class A Common Stock Acquisiton 2014-03-14 9,000 $0.00 9,000 No 4 C Direct
Class A Common Stock Disposition 2014-03-14 9,000 $0.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2014-03-14 3,000 $0.00 3,000 $21.03
Class A Common Stock Class B Common Stock Acquisiton 2014-03-14 3,000 $0.00 3,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-03-14 3,000 $0.00 3,000 $0.00
Class B Common Stock Stock Appreciation Right Disposition 2014-03-14 4,500 $0.00 4,500 $18.49
Class A Common Stock Class B Common Stock Acquisiton 2014-03-14 4,500 $0.00 4,500 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-03-14 4,500 $0.00 4,500 $0.00
Class B Common Stock Stock Appreciation Right Disposition 2014-03-14 4,500 $0.00 4,500 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2014-03-14 4,500 $0.00 4,500 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-03-14 4,500 $0.00 4,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,000 2018-10-18 No 4 M Direct
7,000 No 4 M Direct
4,000 No 4 C Direct
18,000 2019-05-14 No 4 M Direct
8,500 No 4 M Direct
4,000 No 4 C Direct
13,500 2019-05-14 No 4 M Direct
8,500 No 4 M Direct
4,000 No 4 C Direct
Footnotes
  1. Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.
  2. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock upon the occurrence of a Conversion Event, as such term is defined in section 3(a)(ii) of the Issuer's Amended and Restated Certificate of Incorporation.
  3. Transaction executed in multiple trades at prices ranging from $26.407 to $26.81 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  4. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of March 14, 2011, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  5. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of March 14, 2012, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.