Filing Details
- Accession Number:
- 0000892222-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-18 18:27:40
- Reporting Period:
- 2014-03-14
- Filing Date:
- 2014-03-18
- Accepted Time:
- 2014-03-18 18:27:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 892222 | Craft Brew Alliance Inc. | BREW | Malt Beverages (2082) | 911141254 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438842 | E Terry Michaelson | 929 North Russell Street Portland OR 97227 | Former Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-14 | 5,000 | $1.25 | 30,299 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-14 | 5,000 | $15.26 | 25,299 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-17 | 2,270 | $1.25 | 27,569 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-14 | 2,730 | $2.39 | 30,299 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-17 | 5,000 | $15.50 | 25,299 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-18 | 5,278 | $2.39 | 30,577 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-18 | 5,278 | $15.76 | 25,299 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2014-03-14 | 5,000 | $0.00 | 5,000 | $1.25 |
| Common Stock | Employee Stock Option | Disposition | 2014-03-17 | 2,270 | $0.00 | 2,270 | $1.25 |
| Common Stock | Employee Stock Option | Disposition | 2014-03-17 | 2,730 | $0.00 | 2,730 | $2.39 |
| Common Stock | Employee Stock Option | Disposition | 2014-03-18 | 5,278 | $0.00 | 5,278 | $2.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-11 | 2019-02-11 | No | 4 | M | Direct |
| 0 | 2013-02-11 | 2019-02-11 | No | 4 | M | Direct |
| 0 | 2013-04-01 | 2020-04-01 | No | 4 | M | Direct |
| 0 | 2013-04-01 | 2020-04-01 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is a weighted average sales price. The prices actually received range from $15.25 to $15.34. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
- The price in column 4 is a weighted average sales price. The prices actually received range from $15.75 to $16.00. The reporting person will provide to any such security holder of the issuer or the SEC staff, information regarding the number of shares sold at each price within the range.
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