Filing Details

Accession Number:
0001140361-14-013199
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-18 10:21:44
Reporting Period:
2014-03-14
Filing Date:
2014-03-18
Accepted Time:
2014-03-18 10:21:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1099941 Mvc Capital Inc. MVC () 943346760
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223003 C Robert Knapp C/o Mvc Capital, Inc.
287 Bowman Ave., 2Nd Floor
Purchase NY 10577
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Acquisiton 2014-03-14 3,400 $13.47 81,650 No 4 P Indirect Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $.01 Par Value 300,765 Indirect By Ironsides Holdings
Footnotes
  1. Ironsides Holdings LLC is wholly-owned by the Reporting Person.
  2. The shares are held by a separately managed account and a private fund. The Reporting Person is a Principal of the investment adviser of the separately managed account and a Principal of the general partner and the investment adviser of the private fund. The Reporting Person is also a limited partner in a fund that has an interest in the private fund. The investment adviser has sole voting and dispositive power over the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.