Filing Details

Accession Number:
0001387467-14-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-17 16:27:08
Reporting Period:
2014-03-13
Filing Date:
2014-03-17
Accepted Time:
2014-03-17 16:27:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540972 Tony Grizelj 475 Oakmead Pkwy
Sunnyvale CA 94085
Vp Of Power Discrete Product No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-03-13 4,500 $2.00 9,411 No 4 M Direct
Common Shares Disposition 2014-03-13 4,500 $7.31 4,911 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Share Option (right to buy) Disposition 2014-03-13 4,500 $0.00 4,500 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
58,500 2015-04-14 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.16 to $7.46, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. Includes 3,111 shares subject to restricted stock unit awards granted that will be issued as those units vest.
  4. As of March 13 2014, the option is fully vested and immediately exercisable for all option shares.