Filing Details

Accession Number:
0001289340-14-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-17 13:41:49
Reporting Period:
2014-03-13
Filing Date:
2014-03-17
Accepted Time:
2014-03-17 13:41:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289340 Stereotaxis Inc. STXS Electromedical & Electrotherapeutic Apparatus (3845) 943120386
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267959 A Fred Middleton 400 South El Camino Real
Suite 1200
San Mateo CA 94402-1708
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-13 20,726 $4.20 54,746 No 4 S Direct
Common Stock Disposition 2014-03-13 3,576 $4.28 51,170 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,256,402 Indirect Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock 40,673 Indirect Sanderling Ventures Management VI
Common Stock 6,358 Indirect Sanderling VI Limited Partnership
Common Stock 5,335 Indirect Sanderling VI Beteiligungs GmbH & Co. KG
Common Stock 1,500 Indirect Sanderling Mgmt. LLC 401K Pension Profit Sharing Plan
Common Stock 53,275 Indirect Sanderling IV Biomedical Co-Investment Fund, L.P.
Common Stock 11,097 Indirect Sanderling V Beteiligungs GmbH & Co. KG
Common Stock 39,716 Indirect Sanderling V Biomedical Co-Investment Fund, L.P.
Common Stock 11,956 Indirect Sanderling V Limited Partnership
Common Stock 67,790 Indirect Sanderling Venture Partners V Co-Investment Fund, L.P.
Common Stock 22,451 Indirect Sanderling Venture Partners IV Co-Investment Fund
Common Stock 82 Indirect Sanderling Ventures Management V
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.15 to $4.28, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.16 to $4.50, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.