Filing Details

Accession Number:
0001144204-14-015900
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-03-14 19:01:58
Reporting Period:
2014-03-13
Filing Date:
2014-03-14
Accepted Time:
2014-03-14 19:01:58
Original Submission Date:
2014-03-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1564709 Truett-Hurst Inc. THST Beverages (2080) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574519 E Heath Dolan 415 Oak Park Avenue
Ukiah CA 95482
Director No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-03-13 60,000 $4.75 34,000 No 4 S Indirect By the Dolan 2005 Family Trust u/t/d dated August 24, 2005
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By the Dolan 2005 Family Trust u/t/d dated August 24, 2005
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Of Truett-Hurst, Inc. LLC Units of H.D.D. LLC Acquisiton 2014-03-13 60,000 $0.00 60,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
387,064 No 4 M Indirect
Footnotes
  1. Pursuant to the terms of an exchange agreement, LLC Units of H.D.D. LLC are exchangeable for shares of Class A common stock of Truett-Hurst, Inc. on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or chase at the election of Truett-Hurst, Inc. The rights to convert LLC Units into Class A common stock do not expire.