Filing Details

Accession Number:
0001179110-14-005227
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-14 17:16:51
Reporting Period:
2014-03-12
Filing Date:
2014-03-14
Accepted Time:
2014-03-14 17:16:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402034 M Stephen Taylor Ecolab Inc.
370 Wabasha Street North
Saint Paul MN 55102
Evp And Pres. - Nalco Champion No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-12 9,535 $40.53 62,181 No 4 M Direct
Common Stock Acquisiton 2014-03-12 19,200 $55.60 81,381 No 4 M Direct
Common Stock Disposition 2014-03-12 28,735 $110.57 52,646 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-14 9,535 $0.00 9,535 $40.53
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-12 19,200 $0.00 19,200 $55.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-12-01 2021-02-08 No 4 M Direct
9,600 2012-12-01 2021-12-01 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $110.26 to $110.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This option originally represented an option to purchase shares of common stock of Nalco Holding Company ("Nalco") and the vesting of the option was accelerated pursuant to Mr. Taylor's Change of Control Agreement with Nalco upon closing of the merger on December 1, 2011 by and among Ecolab Inc., Sustainability Partners Corporation and Nalco. The option was converted into an option to purchase shares of Ecolab Inc. common stock pursuant to the Agreement and Plan of Merger dated as of July 19, 2011 among Ecolab Inc., Sustainability Partners Corporation and Nalco.
  3. Option granted under the Ecolab Inc. 2010 Stock Incentive Plan on December 1, 2011. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant.