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Home > Insider Trading > Filing (0001144204-14-015840)

Filing Details

Accession Number:: 0001144204-14-015840
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-14 17:09:12
Reporting Period:: 2014-03-13

Filing Date:: 2014-03-14
Accepted Time:: 2014-03-14 17:09:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1564709	Truett-Hurst Inc.	THST	Beverages (2080)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1574520	Iii E Paul Dolan	190 Spur Ridge Ct Healdsburg CA 95448	Director	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2014-03-13	60,000	$5.81	34,000	No	4	S	Indirect	By the Dolan 2003 Family Trust u/t/d dated June 5, 2003

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By the Dolan 2003 Family Trust u/t/d dated June 5, 2003

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock Of Truett-Hurst, Inc.	LLC Units of H.D.D. LLC	Acquisiton	2014-03-13	60,000	$0.00	60,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
387,064			No	4	M	Indirect

Footnotes

Pursuant to the terms of an exchange agreement, LLC Units of H.D.D. LLC are exchangeable for shares of Class A common stock of Truett-Hurst, Inc. on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or chase at the election of Truett-Hurst, Inc. The rights to convert LLC Units into Class A common stock do not expire.