Filing Details

Accession Number:
0001127602-14-011596
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-14 15:06:52
Reporting Period:
2014-03-12
Filing Date:
2014-03-14
Accepted Time:
2014-03-14 15:06:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193806 C Sharon Taylor 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-12 27,028 $25.30 72,489 No 4 M Direct
Common Stock Disposition 2014-03-12 21,926 $86.36 50,563 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2/10/09 Employee Stock Option (Right to Buy) Disposition 2014-03-12 27,028 $0.00 27,028 $25.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,409 Indirect By 401(k)
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.20 to $86.56, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Following the transactions reported on this Form 4, Ms. Taylor continues to hold 50,563 shares directly and 1,409 shares indirectly in a 401(k) account. Ms. Taylor also holds an additional 125,345 vested stock options, 40,036 unvested stock options, and 11,330 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. The option vests in three equal annual installments beginning on February 10, 2010.