Filing Details
- Accession Number:
- 0001441634-14-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 20:49:54
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 20:49:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1226316 | H Patricia Mccall | C/O Avago Technologies U.s. Inc. 350 West Trimble Road San Jose CA 95131 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2014-03-13 | 565 | $64.04 | 36,133 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2014-03-13 | 5,000 | $10.22 | 41,133 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-03-13 | 5,000 | $64.00 | 36,133 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Acquisiton | 2014-03-11 | 36,000 | $0.00 | 36,000 | $62.02 |
| Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2014-03-13 | 5,000 | $0.00 | 5,000 | $10.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,000 | 2021-03-10 | No | 4 | A | Direct | |
| 5,000 | 2017-06-04 | No | 4 | M | Direct |
Footnotes
- Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restriced share unit (RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
- Includes 33,167 RSUs.
- Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant. The Option will not be exercisable until the date on which the average of the closing prices of the Company's ordinary shares (as reported on the stock exchange on which the shares are listed), over a ten consecutive trading day period is equal to or greater than 120% of the exercise price of Option.
- The option is fully vested and exercisable.
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