Filing Details

Accession Number:
0001480248-14-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-13 16:10:19
Reporting Period:
2014-03-11
Filing Date:
2014-03-13
Accepted Time:
2014-03-13 16:10:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Advanced Technologies Inc. GTAT Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325214 Thomas Gutierrez Gt Advanced Technologies Inc.
243 Daniel Webster Highway
Merrimack NH 03054
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Disposition 2014-03-11 3,916 $17.25 366,338 No 4 S Direct
Common Stock, $.01 Par Value Disposition 2014-03-11 32,712 $17.23 333,626 No 4 S Direct
Common Stock, $.01 Par Value Disposition 2014-03-11 53,384 $17.26 280,242 No 4 S Direct
Common Stock, $.01 Par Value Disposition 2014-03-11 53,613 $17.27 226,629 No 4 S Direct
Common Stock, $.01 Par Value Acquisiton 2014-03-12 100,000 $5.36 326,629 No 4 M Direct
Common Stock, $.01 Par Value Disposition 2014-03-12 75,000 $16.66 251,629 No 4 S Direct
Common Stock, $.01 Par Value Disposition 2014-03-13 15,000 $17.13 236,629 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $.01 Par Value Stock Option (Right to Buy) Disposition 2014-03-12 100,000 $0.00 100,000 $5.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
324,837 2019-10-29 No 4 M Direct
Footnotes
  1. These transactions were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 16, 2013.
  2. Of these options, one fourth vested on October 29, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to October 2010.