Filing Details
- Accession Number:
- 0001181431-14-012579
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 16:04:57
- Reporting Period:
- 2014-03-05
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 16:04:57
- Original Submission Date:
- 2014-03-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1308547 | Dolby Laboratories Inc. | DLB | Radio & Tv Broadcasting & Communications Equipment (3663) | 900199783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1316241 | Ray Dolby Trust Under The Dolby Family Trust Instrument, Dated May 7, 1999 | C/O Dolby Laboratories, Inc. 100 Potrero Avenue San Francisco CA 94103 | No | No | Yes | No | |
1537372 | Dagmar Dolby | C/O Dolby Laboratories, Inc. 100 Potrero Avenue San Francisco CA 94103 | No | No | Yes | No |
Transaction Summary
Sold: | 20,000 shares | Avg. Price: $42.75 | Total Value: $854,974.89 |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2014-03-05 | 20,000 | $0.00 | 20,000 | No | 4 | C | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-03-05 | 19,700 | $42.74 | 300 | No | 4 | S | Indirect | By Trust |
Class A Common Stock | Disposition | 2014-03-05 | 300 | $43.08 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-05 | 19,700 | $0.00 | 19,700 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-05 | 300 | $0.00 | 300 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
38,336,148 | No | 4 | C | Indirect | ||
38,335,848 | No | 4 | C | Indirect |
Footnotes
- Each share of Class A Common Stock issued upon conversion of one share of Class B Common Stock at the election of the reporting person.
- Shares of Class B Common Stock are convertible at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.
- Reflects shares of Class B Common Stock (as converted or convertible into, as applicable, a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Ray Dolby Trust"). This report is filed jointly by Dagmar Dolby and the Ray Dolby Trust with respect to securities held by the Ray Dolby Trust. The reporting persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
- This transaction was executed in multiple trades at prices ranging from $42.08 to $43.03. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- The Form 4 previously filed reflected incorrect weighted average sale prices, due to an incorrect sale price at which one of the multiple trades was executed.