Filing Details

Accession Number:
0001137411-14-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-12 15:11:56
Reporting Period:
2014-03-10
Filing Date:
2014-03-12
Accepted Time:
2014-03-12 15:11:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1462265 A Robert Sturgell 1300 Wilson Blvd.
Suite 200
Arlington VA 22209
Sr. Vp, Washington Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-10 2,400 $55.01 6,831 No 4 M Direct
Common Stock Acquisiton 2014-03-10 2,700 $54.37 9,531 No 4 M Direct
Common Stock Disposition 2014-03-10 5,000 $81.40 4,531 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-03-10 2,400 $0.00 2,400 $55.01
Common Stock Stock Option (Right to Buy) Disposition 2014-03-10 2,700 $0.00 2,700 $54.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,400 2021-11-14 No 4 M Direct
5,400 2022-11-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,943 Indirect By Savings Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 7, 2014.
  2. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 5, 2014.
  3. The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $81.27 to $81.50, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full details regarding the number of shares sold at each separate price.
  4. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of March 1, 2014.
  5. Employee stock options granted pursuant to the Company's Long-Term Incentive Plans.
  6. The options vest in three substantially equal annual installments beginning 11/14/2012.
  7. The options vest in three substantially equal annual installments beginning 11/12/2013.