Filing Details

Accession Number:
0001209191-14-019327
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-11 16:55:54
Reporting Period:
2014-03-07
Filing Date:
2014-03-11
Accepted Time:
2014-03-11 16:55:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092796 Smith & Wesson Holding Corp SWHC Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 870543688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537544 Peter Mark Smith 2100 Roosevelt Avenue
Springfield MA 01104
See Remarks. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-07 6,667 $3.57 42,478 No 4 M Direct
Common Stock Acquisiton 2014-03-07 5,000 $3.92 47,478 No 4 M Direct
Common Stock Disposition 2014-03-07 11,667 $13.68 35,811 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-07 6,667 $0.00 6,667 $3.57
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-07 5,000 $0.00 5,000 $3.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,666 2021-07-12 No 4 M Direct
0 2020-08-02 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 Sales Plan dated December 23, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.64 to $13.81, inclusive. The reporting person undertakes to provide to Smith & Wesson Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. One-third of the total number of options granted on July 12, 2011 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.
  4. One-third of the total number of options granted on August 2, 2010 vested and became exercisable on each of the first, second, and third anniversary of the date of grant.