Filing Details

Accession Number:
0001209191-14-019305
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-11 16:31:04
Reporting Period:
2014-03-07
Filing Date:
2014-03-11
Accepted Time:
2014-03-11 16:31:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000209 Medallion Financial Corp TAXI Finance Services (6199) 043291176
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226952 J Michael Kowalsky C/O Medallion Financial Corp.
437 Madison Avenue
New York NY 10022
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-07 3,000 $9.22 38,753 No 4 M Direct
Common Stock Disposition 2014-03-10 981 $14.38 37,772 No 4 S Direct
Common Stock Disposition 2014-03-10 1,400 $14.32 36,372 No 4 S Direct
Common Stock Disposition 2014-03-10 2,600 $14.40 33,772 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock (right to buy) Disposition 2014-03-07 3,000 $0.00 3,000 $9.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,000 2008-04-03 2018-04-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,670 Indirect See Footnote
Footnotes
  1. These shares are held by Fidelity Investments in an Individual Retirement Account for the benefit of Michael J. Kowalsky.
  2. One-third of the options vested on the first, second and third anniversaries of the date of grant. All options have fully vested.