Filing Details

Accession Number:
0001140361-14-012054
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-11 12:04:55
Reporting Period:
2014-03-07
Filing Date:
2014-03-11
Accepted Time:
2014-03-11 12:04:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412109 Simplicity Bancorp Inc. SMPL Savings Institution, Federally Chartered (6035) 261500698
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271269 L James Breeden 1359 N. Grand Avenue
Covina CA 91724
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-07 1,116 $10.84 22,104 No 4 M Direct
Common Stock Disposition 2014-03-07 1,116 $17.50 20,988 No 4 S Direct
Common Stock Acquisiton 2014-03-10 3,759 $10.84 24,747 No 4 M Direct
Common Stock Disposition 2014-03-10 3,759 $17.50 20,988 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-03-07 1,116 $0.00 1,116 $10.84
Common Stock Stock Options Disposition 2014-03-10 3,759 $0.00 3,759 $10.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,134 2010-01-30 2019-01-30 No 4 M Direct
5,375 2010-01-30 2019-01-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,357 Indirect By Spouse
Common Stock 539 Indirect By Spouse's IRA
Common Stock 11,150 Indirect By IRA
Footnotes
  1. Includes shares of restricted stock which vest 100% on March 27, 2014.
  2. Stock Options are fully vested.