Filing Details

Accession Number:
0001209191-14-019121
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-11 11:07:11
Reporting Period:
2011-05-04
Filing Date:
2014-03-11
Accepted Time:
2014-03-11 11:07:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1272597 Foundation Healthcare Inc. FDNH Services-Specialty Outpatient Facilities, Nec (8093) 200180812
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1051901 Jr T Roy Oliver 101 N. Robinson Ste 900
Oklahoma City OK 73101
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.0001 Per Share) Acquisiton 2011-05-04 1,724,138 $0.58 8,753,130 No 4 P Indirect See Footnote
Common Stock (Par Value $0.0001 Per Share) Acquisiton 2013-07-22 17,970,295 $0.45 20,158,579 No 4 P Indirect See Footnote
Common Stock (Par Value $0.0001 Per Share) Disposition 2013-07-22 1,111,111 $0.45 19,047,468 No 4 S Indirect See Footnote
Common Stock (Par Value $0.0001 Per Share) Disposition 2013-07-22 1,111,111 $0.45 17,936,357 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (Right to Buy) Acquisiton 2011-05-04 1,724,138 $0.58 1,724,138 $0.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,724,138 2011-11-04 2014-05-04 No 4 P Indirect
Footnotes
  1. By Oliver Company Holdings, LLC. Reporting person is the indirect owner of Oliver Company Holdings, LLC and has voting and investment power.
  2. On May 4, 2011 at a purchase price of $0.58 per share of common stock, Oliver Company Holdings, LLC purchased (i) 1,724,138 shares of common stock, and (ii) a warrant exercisable for 1,724,138 shares of common stock at an excercise price of $0.45 per share. See Footnote 5.
  3. By Valiant Investments, LLC. Reporting person is indirect owner of Valiant Investments, LLC and has voting and investment power.
  4. Oliver Company Holdings, LLC converted $8,138,187.00 in debt into 17,970,295 shares.
  5. Foundation Healthcare, Inc. implemented a one-for-four reverse stock split on June 3, 2011. All references to shares and prices for the period ending on June 3, 2011 do not reflect the one-for-four reverse stock split.
  6. Amount of securities benefically owned after reported transactions is 17,936,357 held of record as follows: 50,000 Roy T. Oliver, Jr.; 17,455,322 Oliver Company Holdings, LLC; 431,035 Valiant Invesments, LLC.
  7. Reflects pre-split number of shares. See Footnote 5.