Filing Details

Accession Number:
0001144204-14-014627
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-10 18:01:32
Reporting Period:
2014-03-08
Filing Date:
2014-03-10
Accepted Time:
2014-03-10 18:01:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130385 Foster Wheeler Ag FWLT Heavy Construction Other Than Bldg Const - Contractors (1600) 223802649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1585216 Stephen Rostron C/O Foster Wheeler Inc.
53 Frontage Road
Hampton NJ 08827
Vp & Chief Corp Comp Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Registered Shares Acquisiton 2014-03-08 922 $0.00 922 No 4 M Direct
Common Registered Shares Acquisiton 2014-03-08 874 $0.00 1,796 No 4 M Direct
Common Registered Shares Acquisiton 2014-03-08 473 $0.00 2,269 No 4 M Direct
Common Registered Shares Disposition 2014-03-10 1,073 $31.83 1,196 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Registered Shares Restricted Stock Units (Right to Acquire) Disposition 2014-03-08 922 $0.00 922 $0.00
Common Registered Shares Restricted Stock Units (Right to Acquire) Disposition 2014-03-08 874 $0.00 874 $0.00
Common Registered Shares Restricted Stock Untis (Right to Acquire) Disposition 2014-03-08 473 $0.00 473 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
922 2014-03-08 2015-03-08 No 4 M Direct
1,747 2014-03-08 2016-03-08 No 4 M Direct
944 2014-03-08 2016-03-08 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2014.
  2. This weighted average price reflects trades in multiple transactions ranging from $31.76 per share to $32.00 per share, inclusive. Full information regarding the number of shares sold at each separate price within the range noted above will be provided upon request to the SEC staff, the issuer, or any security holder of the issuer.
  3. 1-for-1
  4. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan as a sign-on equity grant pursuant to an employment agreement effective August 27, 2013. The restricted stock units vest as to one-half of the shares on March 8, 2014, and the remaining one-half of the shares on March 8, 2015, provided that the unvested RSU's will vest in full, pursuant to the terms of the employment agreement, if the employee is terminated without notice. Upon vesting, registered shares will be issued on a one-for-one basis.
  5. Not applicable
  6. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan as a sign-on equity grant pursuant to an employment agreement efective August 27, 2013. The restricted stock units (RSU's) vest as to one-third of the shares on March 8, 2014, one-third of the shares on March 8, 2015, and the remaining one-third of the shares on March 8, 2016, provided that the unvested RSU's will vest in full, pursuant to the terms of the employment agreement, if the employee is terminated without notice. Upon vesting, registered shares will be issued on a one-for-one basis.
  7. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and an employment agreement effective August 27, 2013. The restricted stock units vest as to one-third of the shares on March 8, 2014, one-third of the shares on March 8, 2015, and the remaining one-third of the shares on March 8, 2016. Upon vesting, registered shares will be issued on a one-for-one basis.