Filing Details

Accession Number:
0000720672-14-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-10 12:17:36
Reporting Period:
2014-03-07
Filing Date:
2014-03-10
Accepted Time:
2014-03-10 12:17:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206663 J Richard Himelfarb 3908 North Charles Street, Apt. 703
Baltimore MD 21218
Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-07 25,000 $48.00 271,819 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 15,359 15,359 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
15,359 15,359 Direct
Footnotes
  1. Units vest 100% after five years.
  2. No expiration date for these Units.