Filing Details

Accession Number:
0000950138-14-000265
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-07 18:56:54
Reporting Period:
2014-03-05
Filing Date:
2014-03-07
Accepted Time:
2014-03-07 18:56:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532063 Express Scripts Holding Co. ESRX Retail-Drug Stores And Proprietary Stores (5912) 452884094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235686 Seymour Sternberg C/O Express Scripts Holding Company
One Express Way
St. Louis MO 63121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-05 13,128 $30.83 16,406 No 4 M Direct
Common Stock Disposition 2014-03-05 13,128 $76.50 3,278 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-03-05 13,128 $0.00 13,128 $30.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-05-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,504 Indirect By GRAT
Common Stock 2,758 Indirect By Spouse Trust
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.481 to $76.525, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  2. 16,831 shares previously reported as held in a grantor retained annuity trust (GRAT), and indirectly beneficially owned by Reporting Person, were transferred on June 18, 2013 by the GRAT to, and were directly owned by, Reporting Person. On December 12, 2013, 33,504 shares directly owned by Reporting Person were transferred to a new GRAT.
  3. Grant of stock options pursuant to the Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2010, May 1, 2011, and May 1, 2012.