Filing Details

Accession Number:
0000950138-14-000257
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-07 18:44:51
Reporting Period:
2014-03-05
Filing Date:
2014-03-07
Accepted Time:
2014-03-07 18:44:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532063 Express Scripts Holding Co. ESRX Retail-Drug Stores And Proprietary Stores (5912) 452884094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451222 J. Keith Ebling C/o Express Scripts Holding Company
One Express Way
St. Louis MO 63121
Exec. Vp And Gen. Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-05 11,985 $0.00 53,361 No 4 A Direct
Common Stock Disposition 2014-03-05 5,747 $77.15 47,614 No 4 F Direct
Common Stock Acquisiton 2014-03-05 11,665 $0.00 59,279 No 4 A Direct
Common Stock Acquisiton 2014-03-05 3,250 $31.92 61,629 No 4 M Direct
Common Stock Acquisiton 2014-03-05 11,226 $31.92 72,855 No 4 M Direct
Common Stock Acquisiton 2014-03-05 22,504 $22.87 95,359 No 4 M Direct
Common Stock Acquisiton 2014-03-05 102,882 $22.87 198,241 No 4 M Direct
Common Stock Disposition 2014-03-05 169,781 $77.03 28,460 No 4 S Direct
Common Stock Acquisiton 2014-03-06 36,809 $49.50 65,269 No 4 M Direct
Common Stock Disposition 2014-03-06 36,809 $78.50 28,460 No 4 S Direct
Common Stock Disposition 2014-03-05 23,638 $77.00 0 No 4 S Indirect By Spouse Trust #1
Common Stock Disposition 2014-03-05 27,478 $77.00 35,222 No 4 S Indirect By Spouse Trust #2
Common Stock Disposition 2014-03-07 5,640 $78.57 29,582 No 4 S Indirect By Spouse Trust #2
Common Stock Disposition 2014-03-07 21,702 $77.00 43,636 No 4 S Indirect By Reporting Person's Trust
Common Stock Disposition 2014-03-07 10,319 $78.59 33,317 No 4 S Indirect By Reporting Person's Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Spouse Trust #1
No 4 S Indirect By Spouse Trust #2
No 4 S Indirect By Spouse Trust #2
No 4 S Indirect By Reporting Person's Trust
No 4 S Indirect By Reporting Person's Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-03-05 3,250 $0.00 3,250 $31.92
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-03-05 11,226 $0.00 11,226 $31.92
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-03-05 22,504 $0.00 22,504 $22.87
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-03-05 102,882 $0.00 102,882 $22.87
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Acquisiton 2014-03-05 49,838 $0.00 49,838 $77.15
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2014-03-06 36,809 $0.00 36,809 $49.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-02-26 No 4 M Direct
0 2015-02-26 No 4 M Direct
0 2016-03-02 No 4 M Direct
0 2016-03-02 No 4 M Direct
49,838 2021-03-05 No 4 A Direct
9,901 2017-03-03 No 4 M Direct
Footnotes
  1. Vesting of performance shares granted under Express Scripts, Inc. 2000 Long-Term Incentive Plan.
  2. Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of performance shares.
  3. Grant of restricted stock units pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Awards vest in three equal installments on February 28, 2015, February 28, 2016 and February 28, 2017.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.087, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  5. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.50 to $78.51, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  6. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.55 to $78.585, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  7. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.51 to $78.71, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  8. Grant of stock option pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three equal installments on February 26, 2009, February 26, 2010, and February 26, 2011.
  9. Grant of stock option pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three equal installments on February 26, 2009, February 26, 2010, and February 26, 2011.
  10. Grant of stock option pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three equal installments on December 9, 2009, December 9, 2010, and December 9, 2011.
  11. Grant of stock option pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three equal installments on March 2, 2010, March 2, 2011, and March 2, 2012.
  12. Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vests in three equal installments on February 28, 2015, February 28, 2016, and February 28, 2017.
  13. Grant of stock option pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three equal installments on February 28, 2011, February 28, 2012, and February 28, 2013.