Filing Details

Accession Number:
0001108426-14-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-07 13:24:43
Reporting Period:
2014-03-05
Filing Date:
2014-03-07
Accepted Time:
2014-03-07 13:24:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1178211 S Bonnie Reitz 4998 62Nd Avenue S
St. Petersburg FL 33715
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-05 333 $12.71 7,066 No 4 M Direct
Common Stock Disposition 2014-03-05 333 $26.08 6,733 No 4 S Direct
Common Stock Acquisiton 2014-03-05 7,500 $19.13 14,233 No 4 M Direct
Common Stock Disposition 2014-03-05 7,500 $26.08 6,733 No 4 S Direct
Common Stock Disposition 2014-03-05 1,200 $26.22 5,533 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-03-05 333 $0.00 333 $0.00
Common Stock Stock Options Disposition 2014-03-05 7,500 $0.00 7,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,650 No 4 M Direct
3,150 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Rights $0.00 6,047 6,047 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,047 6,047 Direct
Footnotes
  1. Based on the closing price on the date of the grant.
  2. Reflects the sale of stock.
  3. The options vest in three equal annual installments from grant date.
  4. The options expire 10 years from grant date.
  5. Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
  6. The restricted stock units vest in three equal annual installments from grant date. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).