Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-03-06 20:23:10
Reporting Period:
Filing Date:
Accepted Time:
2014-03-06 20:23:10
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1009626 Brocade Communications Systems Inc BRCD Computer Peripheral Equipment, Nec (3577) 770409517
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237892 Sanjay Vaswani 130 Holger Way
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-06 80,000 $5.35 156,000 No 4 M Direct
Common Stock Disposition 2014-03-06 80,000 $10.14 76,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-03-06 80,000 $0.00 80,000 $5.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-04-30 2014-04-30 No 4 M Direct
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $10.115 to $10.19, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.