Filing Details

Accession Number:
0000902664-14-001581
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-06 19:20:29
Reporting Period:
2014-03-04
Filing Date:
2014-03-06
Accepted Time:
2014-03-06 19:20:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
865415 Adept Technology Inc ADEP Special Industry Machinery, Nec (3559) 942900635
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272935 Jr M Martin Hale 17 State Street
Suite 3230
New York NY 10004
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 (The "Common Stock") Disposition 2014-03-04 29,319 $17.01 1,471,512 No 4 S Indirect See footnote
Common Stock Disposition 2014-03-05 150 $17.00 1,471,362 No 4 S Indirect See footnote
Common Stock Disposition 2014-03-06 802 $17.09 1,470,560 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The securities reported herein are indirectly held by Hale Capital Partners, LP, a Delaware limited partnership ("HCP") through HCP-ROBO, LLC, a Delaware limited liability company ("ROBO"), of which HCP is the sole member. Martin M. Hale, Jr. ("MH") is the Chief Executive Officer of HCP. MH is also (i) the sole owner and managing member of Hale Fund Partners, LLC, a Delaware limited liability company ("HFP"), the general partner of HCP and (ii) the sole owner and Chief Executive Officer of Hale Fund Management, LLC, a Delaware limited liability company ("HFM"), the general partner of Hale Capital Management, LP ("HCM"), the manager of HCP. Each of MH, ROBO, HCP, HFP, HFM and HCM disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.