Filing Details

Accession Number:
0001181431-14-011261
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-06 16:34:01
Reporting Period:
2014-03-05
Filing Date:
2014-03-06
Accepted Time:
2014-03-06 16:34:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6176 Ampco Pittsburgh Corp AP Pumps & Pumping Equipment (3561) 251117717
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181684 A Robert Paul 600 Grant Street
4600 Usx Tower
Pittsburgh PA 15219
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-05 7,124 $20.18 26,329 No 4 S Indirect By Louis Berkman Declaration of Trust
Common Stock Disposition 2014-03-06 8,747 $19.00 17,582 No 4 S Indirect By Louis Berkman Declaration of Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Louis Berkman Declaration of Trust
No 4 S Indirect By Louis Berkman Declaration of Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 42,889 Direct
Common Stock 13,767 Indirect Shares Held By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Options $37.89 2018-09-04 35,000 35,000 Direct
Common Stock Non-Qualified Stock Options $13.37 2019-02-19 35,000 35,000 Direct
Common Stock Non-Qualified Stock Options $25.77 2020-02-18 35,000 35,000 Direct
Common Stock Non-Qualified Stock Options $25.18 2021-05-05 20,000 20,000 Direct
Common Stock Non-Qualified Stock Options $17.67 2022-05-03 20,000 20,000 Direct
Common Stock Non-Qualified Stock Options $17.16 2023-05-02 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-09-04 35,000 35,000 Direct
2019-02-19 35,000 35,000 Direct
2020-02-18 35,000 35,000 Direct
2021-05-05 20,000 20,000 Direct
2022-05-03 20,000 20,000 Direct
2023-05-02 20,000 20,000 Direct
Footnotes
  1. Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013.
  3. The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0300 to $20.4000 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.9900 to $20.2800 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.