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Filing Details

Accession Number:: 0001225208-14-007547
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-05 16:56:51
Reporting Period:: 2014-03-03

Filing Date:: 2014-03-05
Accepted Time:: 2014-03-05 16:56:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1368458	Sally Beauty Holdings Inc.	SBH	Retail-Retail Stores, Nec (5990)	362257936

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1328443	Gary Winterhalter	C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210	Chairman, President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-03	50,313	$9.66	121,204	No	4	M	Direct
Common Stock	Disposition	2014-03-03	50,313	$28.43	70,891	No	4	S	Direct
Common Stock	Acquisiton	2014-03-04	437,994	$8.80	508,885	No	4	M	Direct
Common Stock	Acquisiton	2014-03-04	9,516	$9.66	518,401	No	4	M	Direct
Common Stock	Disposition	2014-03-04	447,510	$28.49	70,891	No	4	S	Direct
Common Stock	Disposition	2014-03-03	29,200	$28.43	56,766	No	4	S	Indirect	by trust B
Common Stock	Disposition	2014-03-04	5,800	$28.44	50,966	No	4	S	Indirect	by trust B
Common Stock	Disposition	2014-03-03	30,714	$28.43	55,251	No	4	S	Indirect	by trust C
Common Stock	Disposition	2014-03-04	4,286	$28.45	50,965	No	4	S	Indirect	by trust C

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	by trust B
No	4	S	Indirect	by trust B
No	4	S	Indirect	by trust C
No	4	S	Indirect	by trust C

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-03-03	50,313	$9.66	50,313	$9.66
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-03-04	9,516	$9.66	9,516	$9.66
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2014-03-04	437,994	$8.80	437,994	$8.80

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,516	2017-04-26	No	4	M	Direct
0	2017-04-26	No	4	M	Direct
12,006	2017-10-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,669	Indirect	by 401(k) Profit Sharing
Common Stock	123,630	Indirect	by trust A

Footnotes

Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.52. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.67. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.50. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Gary G. Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Gary G. Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.56. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.51. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held by the Joanne Winterhalter Irrevocable Trust. Proceeds from the sale of shares held in the Joanne Winterhalter Irrevocable Trust benefit the reporting person's children as beneficiaries of the trust.
Reflects the weighted average sale price. The range of prices for these transactions was $28.40 to $28.57. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
The options vest in four equal annual installments beginning on September 29, 2007.
The options vest annually in four equal installments beginning on October 23, 2008.