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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-03-05 16:53:05
Reporting Period:
Filing Date:
Accepted Time:
2014-03-05 16:53:05
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1383871 Lifelock Inc. LOCK Services-Computer Processing & Data Preparation (7374) 562508977
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1320299 J Thomas Ridge 60 East Rio Salado Parkway, Suite 400
Tempe AZ 85281
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-04 50,000 $3.01 65,750 No 4 M Direct
Common Stock Disposition 2014-03-04 50,000 $19.96 15,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-04 50,000 $0.00 50,000 $3.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2020-03-03 No 4 M Direct
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.91 to 20.00, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. 1/36 of the total number of shares underlying this option vest on each monthly anniversary of the date of grant.