Filing Details
- Accession Number:
- 0001209191-14-017262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 15:40:27
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 15:40:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489669 | Joseph Arezone | C/O Faro Technologies Inc. 250 Technology Park Lake Mary FL 32746 | Svp, Asia Pacific Region | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-28 | 139 | $0.00 | 673 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2014-03-03 | 1,767 | $35.90 | 2,440 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-03 | 505 | $44.28 | 2,945 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-03 | 2,086 | $57.07 | 859 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-04 | 471 | $57.00 | 388 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Acquisiton | 2014-02-28 | 1,215 | $0.00 | 1,215 | $57.54 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-03-03 | 1,767 | $0.00 | 1,767 | $35.90 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-03-03 | 505 | $0.00 | 505 | $44.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,215 | 2021-02-28 | No | 4 | A | Direct | |
| 0 | 2018-02-25 | No | 4 | M | Direct | |
| 1,010 | 2020-03-01 | No | 4 | M | Direct |
Footnotes
- Issued as restricted stock units, which represent the contingent right to receive an equivalent number of shares of common stock. The restricted stock units vest in three equal annual installments on each of 02/28/15, 02/28/16 and 02/28/17.
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction is $57.00 to $57.10.
- The option vests in three equal annual installments on each of 02/28/15, 02/28/16 and 02/28/17.
- The option vested in three equal annual installments on each of 02/25/2012, 02/25/2013 and 02/25/2014.
- The option vests in three equal annual installments on each of 03/01/14, 03/01/15 and 03/01/16.
Billionaire Hedge Funds
