Filing Details

Accession Number:
0001209191-14-017043
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-05 08:54:10
Reporting Period:
2014-03-03
Filing Date:
2014-03-05
Accepted Time:
2014-03-05 08:54:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Dr Pepper Snapple Group Inc. DPS Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432446 L. Derry Hobson 5301 Legacy Drive
Plano TX 75070
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-03 13,492 $0.00 13,492 No 4 J Direct
Common Stock Acquisiton 2014-03-03 1,348 $0.00 14,840 No 4 J Direct
Common Stock Disposition 2014-03-03 4,116 $0.00 10,724 No 4 F Direct
Common Stock Acquisiton 2014-03-03 10,586 $36.42 21,310 No 4 M Direct
Common Stock Acquisiton 2014-03-03 9,613 $37.80 30,923 No 4 M Direct
Common Stock Disposition 2014-03-03 20,199 $51.80 10,724 No 4 S Direct
Common Stock Acquisiton 2014-03-04 8,190 $43.82 18,914 No 4 M Direct
Common Stock Disposition 2014-03-04 8,190 $51.95 10,724 No 4 S Direct
Common Stock Disposition 2014-03-04 10,724 $51.85 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2014-03-03 13,492 $0.00 13,492 $0.00
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2014-03-03 31,034 $51.68 31,034 $51.68
Common Stock Restricted Stock Unit Acquisiton 2014-03-03 6,965 $0.00 6,965 $0.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-03 10,586 $36.42 10,586 $36.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-03-03 9,613 $37.80 9,613 $37.80
Common Stock Employee Stock Option (RIght to Buy) Disposition 2014-03-04 8,190 $43.82 8,190 $43.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 J Direct
31,034 2024-03-03 No 4 A Direct
6,965 No 4 A Direct
0 2021-03-02 No 4 M Direct
9,613 2022-03-02 No 4 M Direct
16,376 2023-03-04 No 4 M Direct
Footnotes
  1. These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 2, 2014 and settled on March 3, 2014.
  2. These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 2, 2014 and settled on March 3, 2014.
  3. Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above.
  4. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.71-$51.87. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.90-$52.00. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $51.775-$51.91. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
  8. Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.
  9. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 3, 2015.
  10. This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.
  11. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2013.
  12. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 4, 2014.