Filing Details

Accession Number:
0001209191-14-017015
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-04 20:57:45
Reporting Period:
2014-02-28
Filing Date:
2014-03-04
Accepted Time:
2014-03-04 20:57:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480011 Niccolo Masi De C/O Glu Mobile Inc.
500 Howard Street, Suite 300
San Francisco CA 94105
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-28 98,135 $1.21 143,044 No 4 M Direct
Common Stock Disposition 2014-02-28 98,135 $5.21 44,909 No 4 S Direct
Common Stock Acquisiton 2014-03-03 150,000 $1.21 194,909 No 4 M Direct
Common Stock Disposition 2014-03-03 150,000 $4.95 44,909 No 4 S Direct
Common Stock Acquisiton 2014-03-04 304,621 $1.21 349,530 No 4 M Direct
Common Stock Disposition 2014-03-04 304,621 $5.21 44,909 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2014-02-28 98,135 $0.00 98,135 $1.21
Common Stock Stock Option (right to buy) Acquisiton 2014-03-03 150,000 $0.00 150,000 $1.21
Common Stock Stock Option (right to buy) Acquisiton 2014-03-04 304,621 $0.00 304,621 $1.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
454,621 2016-01-04 No 4 M Direct
304,621 2016-01-04 No 4 M Direct
0 2016-01-04 No 4 M Direct
Footnotes
  1. The stock option exercise and the sale of the underlying option shares were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Mr. de Masi entered into on November 6, 2013.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $4.88 to $5.03. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  3. The option vested and became exercisable over four years, with 25% of the underlying shares having vested and become exercisable on January 4, 2011, the first anniversary of the grant date, with the remaining underlying shares vesting and becoming exercisable in equal monthly installments over the following three years such that the option fully vested on January 4, 2014.