Filing Details

Accession Number:
0001144204-14-013353
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-04 19:08:18
Reporting Period:
2014-02-28
Filing Date:
2014-03-04
Accepted Time:
2014-03-04 19:08:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490013 Full Circle Capital Corp FULL () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1499752 Jr A Thomas Ortwein 800 Westchester Avenue
Suite S-620
Ryebrook NY 10573
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-28 16,817 $8.21 275,679 No 4 S Indirect See footnote
Common Stock Disposition 2014-03-03 43,183 $8.22 232,496 No 4 S Indirect See footnote
Common Stock Disposition 2014-03-03 10,154 $0.00 222,342 No 4 J Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 J Indirect See footnote
Footnotes
  1. The reporting person is the Managing Member of the General Partner of Highbrace Partners, LP, an investor in Full Circle Capital Corporation.
  2. Distributed directly to limited partners of Highbrace Partners, LP.