Filing Details

Accession Number:
0000091142-14-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-03 16:29:19
Reporting Period:
2014-03-03
Filing Date:
2014-03-03
Accepted Time:
2014-03-03 16:29:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566652 Wei Ding A. O. Smith (China) Water Heater Co. Ltd
336 Yao Xin Avenue
Nanjing F3 210038
Pres. Aoscic; Manager Aoscwhc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-03 933 $21.56 1,507 No 4 M Direct
Common Stock Disposition 2014-03-03 1,600 $22.99 3,107 No 4 M Direct
Common Stock Disposition 2014-03-03 2,533 $49.07 574 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2013-03-03 933 $0.00 933 $21.56
Common Stock Employee Stock Options (Right to Buy) Disposition 2014-03-03 1,600 $0.00 1,600 $22.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,800 2021-02-07 No 4 M Direct
12,200 2022-02-13 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/07/2012.
  2. The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.